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Chief Compliance Officer #1 A New Wave Of Chief Compliance Officers Have Entered Financial Services

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Chief

chief (chēf ),USA pronunciation n. 
  1. the head or leader of an organized body of people;
    the person highest in authority: the chief of police.
  2. the head or ruler of a tribe or clan: an Indian chief.
  3. (cap.) [U.S. Army.]a title of some advisers to the Chief of Staff, who do not, in most instances, command the troop units of their arms or services: Chief of Engineers; Chief Signal Officer.
  4. boss or leader: We'll have to talk to the chief about this.
    • the upper area of an escutcheon.
    • an ordinary occupying this area.
  5. in chief: 
    • in the chief position;
      highest in rank (used in combination): editor in chief; commander in chief.
    • [Heraldry.]in the upper part of an escutcheon.

adj. 
  1. highest in rank or authority: the chief priest; the chief administrator.
  2. most important;
    principal: his chief merit; the chief difficulty.

adv. 
  1. [Archaic.]chiefly;
    principally.
chiefless, adj. 
chiefship, n. 

Compliance

com•pli•ance (kəm plīəns),USA pronunciation n. 
  1. the act of conforming, acquiescing, or yielding.
  2. a tendency to yield readily to others, esp. in a weak and subservient way.
  3. conformity;
    accordance: in compliance with orders.
  4. cooperation or obedience: Compliance with the law is expected of all.
  5. [Physics.]
    • the strain of an elastic body expressed as a function of the force producing the strain.
    • a coefficient expressing the responsiveness of a mechanical system to a periodic force.

Officer

of•fi•cer fə sər, ofə-),USA pronunciation n. 
  1. a person who holds a position of rank or authority in the army, navy, air force, or any similar organization, esp. one who holds a commission.
  2. a member of a police department or a constable.
  3. a person licensed to take full or partial responsibility for the operation of a merchant ship or other large civilian ship; a master or mate.
  4. a person appointed or elected to some position of responsibility or authority in the government, a corporation, a society, etc.
  5. (in some honorary orders) a member of any rank except the lowest.
  6. [Obs.]an agent.

v.t. 
  1. to furnish with officers.
  2. to command or direct as an officer does.
  3. to direct, conduct, or manage.

New

new (no̅o̅, nyo̅o̅),USA pronunciation adj.,  -er, -est, adv., n. 
adj. 
  1. of recent origin, production, purchase, etc.; having but lately come or been brought into being: a new book.
  2. of a kind now existing or appearing for the first time;
    novel: a new concept of the universe.
  3. having but lately or but now come into knowledge: a new chemical element.
  4. unfamiliar or strange (often fol. by to): ideas new to us; to visit new lands.
  5. having but lately come to a place, position, status, etc.: a reception for our new minister.
  6. unaccustomed (usually fol. by to): people new to such work.
  7. coming or occurring afresh;
    further;
    additional: new gains.
  8. fresh or unused: to start a new sheet of paper.
  9. (of physical or moral qualities) different and better: The vacation made a new man of him.
  10. other than the former or the old: a new era; in the New World.
  11. being the later or latest of two or more things of the same kind: the New Testament; a new edition of Shakespeare.
  12. (cap.) (of a language) in its latest known period, esp. as a living language at the present time: New High German.

adv. 
  1. recently or lately (usually used in combination): The valley was green with new-planted crops.
  2. freshly;
    anew or afresh (often used in combination): roses new washed with dew; new-mown hay.

n. 
  1. something that is new;
    a new object, quality, condition, etc.: Ring out the old, ring in the new.
newness, n. 

Of

of1  (uv, ov; unstressed əv or, esp. before consonants, ə),USA pronunciation prep. 
  1. (used to indicate distance or direction from, separation, deprivation, etc.): within a mile of the church; south of Omaha; to be robbed of one's money.
  2. (used to indicate derivation, origin, or source): a man of good family; the plays of Shakespeare; a piece of cake.
  3. (used to indicate cause, motive, occasion, or reason): to die of hunger.
  4. (used to indicate material, component parts, substance, or contents): a dress of silk; a book of poems; a package of cheese.
  5. (used to indicate apposition or identity): Is that idiot of a salesman calling again?
  6. (used to indicate specific identity or a particular item within a category): the city of Chicago; thoughts of love.
  7. (used to indicate possession, connection, or association): the king of France; the property of the church.
  8. (used to indicate inclusion in a number, class, or whole): one of us.
  9. (used to indicate the objective relation, the object of the action noted by the preceding noun or the application of a verb or adjective): the ringing of bells; He writes her of home; I'm tired of working.
  10. (used to indicate reference or respect): There is talk of peace.
  11. (used to indicate qualities or attributes): an ambassador of remarkable tact.
  12. (used to indicate a specified time): They arrived of an evening.
  13. [Chiefly Northern U.S.]before the hour of;
    until: twenty minutes of five.
  14. on the part of: It was very mean of you to laugh at me.
  15. in respect to: fleet of foot.
  16. set aside for or devoted to: a minute of prayer.
  17. [Archaic.]by: consumed of worms.

Chief

chief (chēf ),USA pronunciation n. 
  1. the head or leader of an organized body of people;
    the person highest in authority: the chief of police.
  2. the head or ruler of a tribe or clan: an Indian chief.
  3. (cap.) [U.S. Army.]a title of some advisers to the Chief of Staff, who do not, in most instances, command the troop units of their arms or services: Chief of Engineers; Chief Signal Officer.
  4. boss or leader: We'll have to talk to the chief about this.
    • the upper area of an escutcheon.
    • an ordinary occupying this area.
  5. in chief: 
    • in the chief position;
      highest in rank (used in combination): editor in chief; commander in chief.
    • [Heraldry.]in the upper part of an escutcheon.

adj. 
  1. highest in rank or authority: the chief priest; the chief administrator.
  2. most important;
    principal: his chief merit; the chief difficulty.

adv. 
  1. [Archaic.]chiefly;
    principally.
chiefless, adj. 
chiefship, n. 

Compliance

com•pli•ance (kəm plīəns),USA pronunciation n. 
  1. the act of conforming, acquiescing, or yielding.
  2. a tendency to yield readily to others, esp. in a weak and subservient way.
  3. conformity;
    accordance: in compliance with orders.
  4. cooperation or obedience: Compliance with the law is expected of all.
  5. [Physics.]
    • the strain of an elastic body expressed as a function of the force producing the strain.
    • a coefficient expressing the responsiveness of a mechanical system to a periodic force.

Officers

of•fi•cer fə sər, ofə-),USA pronunciation n. 
  1. a person who holds a position of rank or authority in the army, navy, air force, or any similar organization, esp. one who holds a commission.
  2. a member of a police department or a constable.
  3. a person licensed to take full or partial responsibility for the operation of a merchant ship or other large civilian ship; a master or mate.
  4. a person appointed or elected to some position of responsibility or authority in the government, a corporation, a society, etc.
  5. (in some honorary orders) a member of any rank except the lowest.
  6. [Obs.]an agent.

v.t. 
  1. to furnish with officers.
  2. to command or direct as an officer does.
  3. to direct, conduct, or manage.

Have

have (hav;[unstressed]həv, əv* [for 26 usually]haf ),USA pronunciation v.  and auxiliary v., pres. sing. 1st pers.  have, 2nd  have  or ([Archaic])  hast, 3rd  has  or ([Archaic])  hath, pres. pl.  have*  past sing. 1st pers.  had, 2nd  had  or ([Archaic]) ) hadst  or  had•dest, 3rd  had, past pl.  had;
 past part.  had;
 pres. part.  hav•ing, n. 
v.t. 
  1. to possess;
    own;
    hold for use;
    contain: He has property. The work has an index.
  2. to hold, possess, or accept in some relation, as of kindred or relative position: He wanted to marry her, but she wouldn't have him.
  3. to get, receive, or take: to have a part in a play; to have news.
  4. to experience, undergo, or endure, as joy or pain: Have a good time. He had a heart attack last year.
  5. to hold in mind, sight, etc.: to have doubts.
  6. to cause to, as by command or invitation: Have him come here at five.
  7. to be related to or be in a certain relation to: She has three cousins. He has a kind boss.
  8. to show or exhibit in action or words: She had the crust to refuse my invitation.
  9. to be identified or distinguished by;
    possess the characteristic of: He has a mole on his left cheek. This wood has a silky texture.
  10. to engage in or carry on: to have a talk; to have a fight.
  11. to partake of;
    eat or drink: He had cake and coffee for dessert.
  12. to permit or allow: I will not have any talking during the concert.
  13. to assert, maintain, or represent as being: Rumor has it that she's going to be married.
  14. to know, understand, or be skilled in: to have neither Latin nor Greek.
  15. to beget or give birth to: to have a baby.
  16. to hold an advantage over: He has you there.
  17. to outwit, deceive, or cheat: We realized we'd been had by an expert con artist.
  18. to control or possess through bribery;
    bribe.
  19. to gain possession of: There is none to be had at that price.
  20. to hold or put in a certain position or situation: The problem had me stumped. They had him where they wanted him.
  21. to exercise, display, or make use of: Have pity on him.
  22. to invite or cause to be present as a companion or guest: We had Evelyn and Everett over for dinner. He has his bodyguard with him at all times.
  23. to engage in sexual intercourse with.

v.i. 
  1. to be in possession of money or wealth: There are some who have and some who have not.

auxiliary verb. 
  1. (used with a past participle to form perfect tenses): She has gone. It would have been an enjoyable party if he hadn't felt downcast.
  2. to be required, compelled, or under obligation (fol. by infinitival to, with or without a main verb): I have to leave now. I didn't want to study, but I had to.
  3. had better or  best, ought to: You'd better go now, it's late.
  4. had rather. See  rather (def. 8).
  5. have at, to go at vigorously;
    attack: First he decided to have at his correspondence.
  6. have done, to cease;
    finish: It seemed that they would never have done with their struggle.
  7. have had it: 
    • to become weary of or disgusted with whatever one has been doing: I've been working like a fool, but now I've had it.
    • to suffer defeat;
      fail: He was a great pitcher, but after this season he'll have had it.
    • to have missed a last opportunity: He refused to take any more excuses and told them all that they'd had it.
    • to become unpopular or passé: Quiz shows have had it.
  8. have it coming, to merit or deserve: When they lost their fortune, everyone said that they had it coming.
  9. have it in for, to plan or wish to do something unpleasant to;
    hold a grudge against: She has it in for intelligent students who fail to use their abilities.
  10. have it out, to come to an understanding or decision through discussion or combat: We've been in disagreement about this for a long time, and I think we should have it out, once and for all.
  11. have on: 
    • to be clothed in;
      be wearing: She had on a new dress.
    • to have arranged or planned: What do you have on for Christmas?
    • to tease (a person);
      make the butt of a joke. Cf. put (def. 34).
  12. have to do with: 
    • to be connected or associated with: Your lack of confidence probably had a lot to do with your not getting the job.
    • to deal with;
      be concerned with: I will have nothing to do with their personal squabbles.
  13. to have and to hold, to possess legally;
    have permanent possession of: The house, with the mortgage finally paid, was at last their own to have and to hold.

n. 
  1. Usually,  haves. an individual or group that has wealth, social position, or other material benefits (contrasted with have-not).

Services

serv•ice1  (sûrvis),USA pronunciation  n., adj., v.,  -iced, -ic•ing. 
n. 
  1. an act of helpful activity;
    help;
    aid: to do someone a service.
  2. the supplying or supplier of utilities or commodities, as water, electricity, or gas, required or demanded by the public.
  3. the providing or a provider of accommodation and activities required by the public, as maintenance, repair, etc.: The manufacturer guarantees service and parts.
  4. the organized system of apparatus, appliances, employees, etc., for supplying some accommodation required by the public: a television repair service.
  5. the supplying or a supplier of public communication and transportation: telephone service; bus service.
  6. the performance of duties or the duties performed as or by a waiter or servant;
    occupation or employment as a waiter or servant.
  7. employment in any duties or work for a person, organization, government, etc.
  8. a department of public employment, an administrative division of a government, or the body of public servants in it: the diplomatic service.
  9. the duty or work of public servants.
  10. the serving of a sovereign, state, or government in some official capacity.
    • the armed forces: in the service.
    • a branch of the armed forces, as the army or navy: Which service were you in during the war?
  11. [Ordn.]the actions required in loading and firing a cannon: service of the piece.
  12. Often,  services. the performance of any duties or work for another;
    helpful or professional activity: medical services.
  13. something made or done by a commercial organization for the public benefit and without regard to direct profit: Certain books are published at a loss as a public service.
  14. Also called  divine service. public religious worship according to prescribed form and order.
  15. a ritual or form prescribed for public worship or for some particular occasion: the marriage service.
  16. the serving of God by obedience, piety, etc.: voluntary service.
  17. a musical setting of the sung portions of a liturgy.
  18. a set of dishes, utensils, etc., for general table use or for particular use: a tea service; service for eight.
  19. See  answering service. 
  20. the serving of a process or writ upon a person.
  21. tarred spun yarn or other small stuff for covering the exterior of a rope.
  22. (in tennis, badminton, handball, etc.)
    • the act or manner of putting the ball or shuttlecock into play;
      serve.
    • the ball or shuttlecock as put into play.
  23. the mating of a female animal with the male.
  24. at someone's service, ready to be of help or use to someone;
    at one's disposal: You will have an English-speaking guide at your service.
  25. be of service, to be helpful or useful: If we can be of service, do not hesitate to call.

adj. 
  1. of service;
    useful.
  2. of, pertaining to, or used by servants, delivery people, etc., or in serving food: service stairs; the service pieces in a set of dishes.
  3. supplying aids or services rather than products or goods: Medicine is one of the service professions.
  4. supplying maintenance and repair: He operates a service center for electrical appliances.
  5. of, for, or pertaining to the armed forces of a country or one of them: a service academy.
  6. charged for providing service: a service fee of 15 percent on the restaurant check.
  7. providing, authorizing, or guaranteeing service: a service industry; a service contract.

v.t. 
  1. to make fit for use;
    repair;
    restore to condition for service: to service an automobile.
  2. to supply with aid, information, or other incidental services.
  3. (of a male animal) to mate with (a female animal).
  4. [Finance.]to pay off (a debt) over a period of time, as by meeting periodic interest payments.

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